UOB Kay Hian

Selling of shares after Corporate Action Events

Please note that in view of the frequency of corporate actions which may result in stock consolidations and stock splits at the respective Exchange(s) and the need to rely on our agents to update us timely on such matters, it may not be possible for UOB Kay Hian Pte Ltd to alert you ahead of time for such corporate actions. You are therefore reminded to trade with caution and to be mindful that sudden sharp unexplained changes in share prices overnight may be due to corporate actions which affect your shareholdings. Always refer to the respective Exchange official websites for such corporate actions.

Do take note that your new holdings in your UTRADE account may not be updated in time before the start of trading after corporate action events. Should you choose to sell the new quantity which result from the stock split or consolidation, please note that it is your responsibility to compute your entitlement correctly. Clients will be held liable for any oversold positions.

UTRADE Portfolio page is an indication of your share holdings from trade(s) executed on UOB Kay Hian Pte Ltd only, and/or through your own manual updates. It will not be updated for 1) shares transferred in or out from your UTRADE account, 2) trades executed with other brokerage house(s) or any corporate action(s). UOB Kay Hian Pte Ltd will not be held responsible and/or liable for any losses or damages resulting from the usage of and/or reliance on information on this page.

Please refer to User Guide for adjustment of your UTRADE portfolio.

List of Corporate Action for US market

The information does not contain all the details of the Corporate Action announcements declared by the issuer of stocks/shares and is for your reference only.

The information is subjected to changes from time to time without prior notice. Please review any pricing trades prior to any activity with the following securities.

Stock Name/Symbol	:TROIKA MEDIA GROUP, TRKA
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 25
Effective Date	: 01 Jun 2023

Stock Name/Symbol	:VERASTEM INC,VSTM
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 12
Effective Date	: 01 Jun 2023

Stock Name/Symbol	:BIT ORIGIN LTD, BTOG
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 30
Effective Date	: 30 May 2023

Stock Name/Symbol	:LIQTECH INTERNATIONAL INC, LIQT
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 8
Effective Date	: 26 May 2023

Stock Name/Symbol	:NOVA LIFESTYLE INC, NVFY
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 5
Effective Date	: 24 May 2023

Stock Name/Symbol	:LORDSTOWN MOTOR CORP, RIDE
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 15
Effective Date	: 24 May 2023

Stock Name/Symbol	:SIGILON THERAPEUTICS INC,SGTX
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 13
Effective Date	: 23 May 2023

Stock Name/Symbol	:ADAMIS PHARMACEUTICALS, ADMP
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 70
Effective Date	: 22 May 2023

Stock Name/Symbol	:BIRD GLOBAL INC, BRDS
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 25
Effective Date	: 19 May 2023

Stock Name/Symbol	:AULT ALLIANCE INC, AULT
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 300
Effective Date	: 18 May 2023

Stock Name/Symbol	:EVOFEM BIOSCIENCES INC,EVFM
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 125
Effective Date	: 18 May 2023

Stock Name/Symbol	:BIOCEPT INC, BIOC
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 30
Effective Date	: 17 May 2023

Stock Name/Symbol	:STRONGHOLD DIGITAL MINING, SDIG
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 16 May 2023

Stock Name/Symbol	:GREENIDGE GENERATION, GREE
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 16 May 2023

Stock Name/Symbol	:EXELA TECHNOLOGIES INC,XELA
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 200
Effective Date	: 15 May 2023

Stock Name/Symbol	:XENETIC BIOSCIENCES INC,XBIO
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 15 May 2023

Stock Name/Symbol	:INFOBIRD CO LTD, IFBD
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 5
Effective Date	: 15 May 2023

Stock Name/Symbol	:ALPINE 4 HLDGS INC,ALPP
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 8
Effective Date	: 15 May 2023

Stock Name/Symbol	:RETO ECO-SOLUTIONS INC,RETO
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 15 May 2023

Stock Name/Symbol	:EASTSIDE DISTILLING INC,EAST
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 15 May 2023

Stock Name/Symbol	:LIPOCINE INC, LPCN
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 17
Effective Date	: 12 May 2023

Stock Name/Symbol	:VINCO VENTURES INC, BBIG
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 11 May 2023

Stock Name/Symbol	:HEPION PHARMACEUTICALS INC, HEPA
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 11 May 2023

Stock Name/Symbol	:TONIX PHARMACEUTICALS HLD,TNXP
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 6.25
Effective Date	: 10 May 2023

Stock Name/Symbol	:GRAN TIERRA ENERGY INC, GTE
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 05 May 2023

Stock Name/Symbol	:GENEDX HLDGS CORP, WGS
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 33
Effective Date	: 04 May 2023

Stock Name/Symbol	:MULLEN AUTOMOTIVE INC,MULN
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 25
Effective Date	: 04 May 2023

Stock Name/Symbol	:MEDALIST DIVERSIFIED REIT,MDRR
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 8
Effective Date	: 04 May 2023

Stock Name/Symbol	:VISLINK TECHNOLOGI, VISL
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 01 May 2023

Stock Name/Symbol	:PLUS THERAPEUTICS, PSTV
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 15
Effective Date	: 01 May 2023

Stock Name/Symbol	:IMPERIAL PETROLEUM INC,IMPP
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 15
Effective Date	: 28 Apr 2023

Stock Name/Symbol	:LIGHTNING EMOTORS INC, ZEV
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 28 Apr 2023

Stock Name/Symbol	:SHARPLINK GAMING LTD, SBET
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 26 Apr 2023

Stock Name/Symbol	:JX LUXVENTURE LTD, JXJT
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 26 Apr 2023

Stock Name/Symbol	:CALYXT INC,CLXT
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 25 Apr 2023

Stock Name/Symbol	:MONEYLION INC, ML
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 30
Effective Date	: 25 Apr 2023

Stock Name/Symbol	:VALLON PHARMACEUTICALS INC, VLON
New Stock Name/Symbol	: GRI BIO INC, GRI
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 30
Effective Date	: 24 Apr 2023

Stock Name/Symbol	:SMART FOR LIFE INC, SMFL
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 50
Effective Date	: 24 Apr 2023

Stock Name/Symbol	:PREDICTIVE ONCOLOGY INC, POAI
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 24 Apr 2023

Stock Name/Symbol	:FORESIGHT AUTONOMOUS HLDG,FRSX
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 6
Effective Date	: 21 Apr 2023

Stock Name/Symbol	:LOGICMARK INC, LGMK
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 24 Apr 2023

Stock Name/Symbol	:OUSTER INC,OUST
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 21 Apr 2023

Stock Name/Symbol	:ORBITAL INFRASTRUCTURE GP, OIG
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 40
Effective Date	: 21 Apr 2023

Stock Name/Symbol	:VERB TECNNOLOGY CO INC,VERB
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 40
Effective Date	: 19 Apr 2023

Stock Name/Symbol	:ALTERNATIVE FUEL TECHNOLO,AFTC
New Stock Name/Symbol	: CONNEXIONONE CORP, AFTCD
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 1000
Effective Date	: 17 Apr 2023

Stock Name/Symbol	:MEI PHARMA INC, MEIP
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 17 Apr 2023

Stock Name/Symbol	:MINIM INC, MINM
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 25
Effective Date	: 17 Apr 2023

Stock Name/Symbol	:ARRIVAL GROUP, ARVL
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 50
Effective Date	: 14 Apr 2023

Stock Name/Symbol	:E-HOME HOUSEHOLD SERV HLDG, EJH
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 13 Apr 2023

Stock Name/Symbol	:CONTEXTLOGIC INC, WISH
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 30
Effective Date	: 12 Apr 2023

Stock Name/Symbol	:VBI VACCINES INC, VBIV
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 30
Effective Date	: 12 Apr 2023

Stock Name/Symbol	:ENGINE GAMING N MEDIA INC, GAME
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 4
Effective Date	: 11 Apr 2023

Stock Name/Symbol	:AGILE THERAPEUT, AGRX
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 50
Effective Date	: 11 Apr 2023

Stock Name/Symbol	:CRYPTYDE INC, TYDE
New Stock Name/Symbol	: EIGHTCO HOLDINGS INC, OCTO
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 50
Effective Date	: 04 Apr 2023

Stock Name/Symbol	:BEST INC, BEST
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 4
Effective Date	: 04 Apr 2023

Stock Name/Symbol	:MUSTANG BIO INC, MBIO
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 15
Effective Date	: 04 Apr 2023

Stock Name/Symbol	:ISTAR INC, STAR
New Stock Name/Symbol	: SAFEHOLD INC, SAFE
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 25
Effective Date	: 31 Mar 2023

Stock Name/Symbol	:HELBIZ INC, HLBZ
New Stock Name/Symbol	: MICROMOBILITY.COM, MCOM
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 50
Effective Date	: 31 Mar 2023

Stock Name/Symbol	:ENERGY 1 CORP, EGOC
New Stock Name/Symbol	: ENERGY 1 CORP, EGOCD
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 250
Effective Date	: 30 Mar 2023

Stock Name/Symbol	:MIDATECH PHARMA PLC-ADR, MTP
New Stock Name/Symbol	: BIODEXA PHARMACEUTICALS PLC-ADR, BDRX
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 4
Effective Date	: 27 Mar 2023

Stock Name/Symbol	:CREATIVE REALITIES INC, CREX
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 3
Effective Date	: 27 Mar 2023

Stock Name/Symbol	:CUENTAS INC,CUEN
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 13
Effective Date	: 24 Mar 2023

Stock Name/Symbol	:PROTAGENIC THERAPEUTICS, PTIX
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 4
Effective Date	: 23 Mar 2023

Stock Name/Symbol	:REDHILL BIOPHARMA LTD-SP, RDHL
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 40
Effective Date	: 23 Mar 2023

Stock Name/Symbol	:LUOKUNG TECHNOLOGY CORP, LKCO
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 30
Effective Date	: 22 Mar 2023

Stock Name/Symbol	:
New Stock Name/Symbol	: BAOSHENG MEDIA GROUP HLDG, BAOS
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 6
Effective Date	: 22 Mar 2023

Stock Name/Symbol	:GRAYBUG VISION INC, GRAY
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 14
Effective Date	: 20 Mar 2023

Stock Name/Symbol	:CLOOPEN GROUP HOLDING LTD, RAAS
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 3
Effective Date	: 15 Mar 2023

Stock Name/Symbol	:DERMATA THERAPEUTICS, DRMA
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 16
Effective Date	: 14 Mar 2023

Stock Name/Symbol	:ASLAN PHARMACEUTICALS ADR, ASLN
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 5
Effective Date	: 13 Mar 2023

Stock Name/Symbol	:ORCHARD THERAPEUTICS PLC,ORTX
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 10 Mar 2023

Stock Name/Symbol	:AKANDA CORP, AKAN
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 09 Mar 2023

Stock Name/Symbol	:KALEYRA INC, KLR
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 2 for 7
Effective Date	: 09 Mar 2023

Stock Name/Symbol	:SESEN BIO INC, SESN
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 08 Mar 2023

Stock Name/Symbol	:SHIFT TECHNOLOGIES, SFT
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 08 Mar 2023

Stock Name/Symbol	:IPATH SERIESB S&P 500 VIX,VXX
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 4
Effective Date	: 07 Mar 2023

Stock Name/Symbol	:VEON LTD,VEON
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 25
Effective Date	: 06 Mar 2023

Stock Name/Symbol	:CHINA PHARMA HOLDINGS INC,CPHI
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 06 Mar 2023

Stock Name/Symbol	:HARBOR CUSTOM DEVELOPMENT,HCDI
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 06 Mar 2023

Stock Name/Symbol	:ARCADIA BIOSCIENCES INC,RKDA
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 40
Effective Date	: 01 Mar 2023

Stock Name/Symbol	:RELIANCE GLOBAL GROUP INC, RELI
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 15
Effective Date	: 23 Feb 2023

Stock Name/Symbol	:ESPORTS ENTMT GRP INC,GMBL
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 100
Effective Date	: 22 Feb 2023

Stock Name/Symbol	:AMESITE INC, AMST P
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 12
Effective Date	: 22 Feb 2023

Stock Name/Symbol	:SEANERGY MARITIME HLDGS, SHIP
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 16 Feb 2023

Stock Name/Symbol	:ATHENEX INC,ATNX
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 15 Feb 2023

Stock Name/Symbol	:ELECTROCORE LLC, ECOR
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 15
Effective Date	: 15 Feb 2023

Stock Name/Symbol	:CORBUS PHARMACEUTICALS,CRBP
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 30
Effective Date	: 14 Feb 2023

Stock Name/Symbol	:APREA THERAPEUTICS INC, APRE
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 13 Feb 2023

Stock Name/Symbol	:VYNE THERAPEUTICS, VYNE
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 18
Effective Date	: 13 Feb 2023

Stock Name/Symbol	:GENIUS BRANDS INTL, GNUS
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 13 Feb 2023

Stock Name/Symbol	:GUARDFORCE AI CO LTD, GFAI
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 40
Effective Date	: 10 Feb 2023

Stock Name/Symbol	:INTELLIGENT BIO SOLU, INBS
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 10 Feb 2023

Stock Name/Symbol	:SOLIGENIX INC, SNGX
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 15
Effective Date	: 10 Feb 2023

Stock Name/Symbol	:COMSOVEREIGN HOLDING CORP, COMS
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 100
Effective Date	: 10 Feb 2023

Stock Name/Symbol	:CAZOO GROUP LTD, CZOO
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 09 Feb 2023

Stock Name/Symbol	: NANOVIBRONIX INC, NAOV
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 09 Feb 2023

Stock Name/Symbol	: MAWSON INFRASTRUCTURE GRP, MIGI
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 6
Effective Date	: 09 Feb 2023

Stock Name/Symbol	: DIGITAL ALLY INC, DGLY
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 08 Feb 2023

Stock Name/Symbol	: LANNETT COMPANY INC, LCI
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 4
Effective Date	: 07 Feb 2023

Stock Name/Symbol	: FUTURE FINTECH GROUP INC, FTFT
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 5
Effective Date	: 01 Feb 2023

Stock Name/Symbol	: REVELATION BIOSCIENCES, REVB
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 35
Effective Date	: 01 Feb 2023

Stock Name/Symbol	: REED'S INC,REED
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 50
Effective Date	: 27 Jan 2023

Stock Name/Symbol	: SUMMIT WIRELESS TECH, WISA
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 100
Effective Date	: 27 Jan 2023

Stock Name/Symbol	: Z2X LONG VIX FUTURES ETF, UVIX
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 5
Effective Date	: 25 Jan 2023

Stock Name/Symbol	: CEMTREX INC, CETX
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 35
Effective Date	: 25 Jan 2023

Stock Name/Symbol	: ORAGENICS INC, OGEN
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 60
Effective Date	: 23 Jan 2023

Stock Name/Symbol	:JAGUAR HEALTH INC, JAGX
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 75
Effective Date	: 23 Jan 2023

Stock Name/Symbol	: APTORUM GROUP LTD, APM
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 23 Jan 2023

Stock Name/Symbol	: OAKTREE SPECIALTY LENDING, OCSL
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 3
Effective Date	: 23 Jan 2023

Stock Name/Symbol	: ZW DATA TECHNOLOGIES,CNET
New Stock Name/Symbol	: -
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 5
Effective Date	: 20 Jan 2023

Stock Name/Symbol	: IDERA PHARMACEUTICALS INC, IDRA
New Stock Name/Symbol	: ACERAGEN INC, ACGN
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 17
Effective Date	: 18 Jan 2023

Stock Name/Symbol	: EARGO INC, EAR
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 18 Jan 2023

Stock Name/Symbol	: FIRST WAVE BIOPHARM, FWBI
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 7
Effective Date	: 18 Jan 2023

Stock Name/Symbol	: GUARDION HEALTH SCIENCES, GHSI
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 50
Effective Date	: 9 Jan 2023

Stock Name/Symbol	: CAN FITE BIOPHARMA-ADR, CANF
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 9 Jan 2023

Stock Name/Symbol	: ALTERITY THERAPEUTICS LIMITED, ATHE
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 9 Jan 2023

Stock Name/Symbol	: AYTU BIOSCIENCE INC, AYTU
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 6 Jan 2023

Stock Name/Symbol	: NEXTPLAY TECHNOLOGIES INC, NXTP
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 6 Jan 2023

Stock Name/Symbol	: AVALON GLOBOCARE CORP, ALBT
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 5 Jan 2023

Stock Name/Symbol	: TENAX THERAPEUTICS INC, TENX
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 5 Jan 2023

Stock Name/Symbol	: OPGEN INC, OPGN
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 5 Jan 2023

Stock Name/Symbol	: HALLMARK FINL SERVICES IN, HALL
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 3 Jan 2023

Stock Name/Symbol	: BIORA THERAPEUTICS INC, BIOR
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 25
Effective Date	: 3 Jan 2023

Stock Name/Symbol	: NUZEE INC, NUZE
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 35
Effective Date	: 29 Dec 2022

Stock Name/Symbol	: ALSET EHOME INTERNATIONAL, AEI
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 28 Dec 2022

Stock Name/Symbol	: HALL OF FAME RSRT&ENT CO, HOFV
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 22
Effective Date	: 27 Dec 2022

Stock Name/Symbol	: KALERA PUBLIC LTD CO, KAL
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 100
Effective Date	: 23 Dec 2022

Stock Name/Symbol	: RESHAPE LIFESCIENCES INC, RSLS
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 50
Effective Date	: 23 Dec 2022

Stock Name/Symbol	: BIT MINING LIMITED, BTCM
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 23 Dec 2022

Stock Name/Symbol	: OCEANPAL INC, OP
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 22 Dec 2022

Stock Name/Symbol	: REMARK HOLDINGS INC, MARK
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 22 Dec 2022

Stock Name/Symbol	: THERMOGENESIS HLDGS INC, THMO
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 45
Effective Date	: 22 Dec 2022

Stock Name/Symbol	: TEAM INC, TISI
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 22 Dec 2022

Stock Name/Symbol	: CAMBER ENERGY INC, CEI
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 50
Effective Date	: 21 Dec 2022

Stock Name/Symbol	: HTG MOLECULAR DIAGNOSTICS,HTGM
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 12
Effective Date	: 21 Dec 2022

Stock Name/Symbol	: UMANITY THERAPEUTICS, YMTX
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 7
Effective Date	: 20 Dec 2022

Stock Name/Symbol	: SINTX TECH INC, SINT
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 100
Effective Date	: 20 Dec 2022

Stock Name/Symbol	: GLOBAL X SUPERDIVIDEN ETF, SDIV
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 3
Effective Date	: 20 Dec 2022

Stock Name/Symbol	: GBLXMSCI CHN REAL EST ETF,CHIR
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 3
Effective Date	: 20 Dec 2022

Stock Name/Symbol	: MEDIWOUND LTD,MDWD
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 7
Effective Date	: 20 Dec 2022

Stock Name/Symbol	: COSMOS HOLDINGS INC, COSM
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 25
Effective Date	: 19 Dec 2022

Stock Name/Symbol	: HEXO CORP, HEXO
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 14
Effective Date	: 19 Dec 2022

Stock Name/Symbol	: BIT BROTHER LTD, BTB
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 15
Effective Date	: 15 Dec 2022

Stock Name/Symbol	: IMV INC, IMV
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 13 Dec 2022

Stock Name/Symbol	: PAYSAFE LTD, PSFE
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 12
Effective Date	: 13 Dec 2022

Stock Name/Symbol	: NUWELLIS INC, NUWE
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 100
Effective Date	: 12 Dec 2022

Stock Name/Symbol	: BIMI INTERNATIONAL MEDI, BIMI
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 12 Dec 2022

Stock Name/Symbol	: ONECONNECT FINANCIAL TECH, OCFT
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 12 Dec 2022

Stock Name/Symbol	: AIRNET TECHNOLOGY INC-ADR, ANTE
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 4
Effective Date	: 12 Dec 2022

Stock Name/Symbol	: MY SIZE INC, MYSZ
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 25
Effective Date	: 09 Dec 2022

Stock Name/Symbol	: UPHEALTH INC, UPH
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 09 Dec 2022

Stock Name/Symbol	: ENDRA LIFE SCIENCES INC,NDRA
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 09 Dec 2022

Stock Name/Symbol	: DURECT CORPORATION, DRRX
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 06 Dec 2022

Stock Name/Symbol	: CHECKPOINT THERAPEUTICS, CKPT
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 06 Dec 2022

Stock Name/Symbol	: MICSEC OIL&GAS E&P 3X ETF, OILD
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 02 Dec 2022

Stock Name/Symbol	: MICROSEC BIGOIL3X INV LEV, NRGD
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 02 Dec 2022

Stock Name/Symbol	: BAUDAX BIO INC, BXRX
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 40
Effective Date	: 01 Dec 2022

Stock Name/Symbol	: TUESDAY MORNING, TUEM
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 30
Effective Date	: 01 Dec 2022

Stock Name/Symbol	: ARCIMOTO INC, FUV
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 30 Nov 2022

Stock Name/Symbol	: CNS PHARMACEUTICALS INC,CNSP
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 30
Effective Date	: 29 Nov 2022

Stock Name/Symbol	: XINYUAN REAL ESTATE CO-ADR,XIN
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 28 Nov 2022

Stock Name/Symbol	: CHECK CAP LTD,CHEK
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 25 Nov 2022

Stock Name/Symbol	: WAITR HOLDINGS INC, WTRH
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 23 Nov 2022

Stock Name/Symbol	: QUALIGEN THERAPEUTICS INC, QLGN
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 23 Nov 2022

Stock Name/Symbol	: SUPERCOM LTD, SPCB
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 23 Nov 2022

Stock Name/Symbol	: AMTD IDEA GROUP, AMTD
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 2
Effective Date	: 22 Nov 2022

Stock Name/Symbol	: EBANG INTERNATIONAL HLDGS, EBON
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 30
Effective Date	: 22 Nov 2022

Stock Name/Symbol	: TC BIOPHARM HOLDINGS PLC, TCBP
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 50
Effective Date	: 21 Nov 2022

Stock Name/Symbol	: GOHEALTH INC, GOCO
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 15
Effective Date	: 18 Nov 2022

Stock Name/Symbol	: TIAN RUIXIANG HLDGS LTD, TIRX
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 5
Effective Date	: 16 Nov 2022

Stock Name/Symbol	: NOVABAY PHARMACEUTICAL, NBY
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 35
Effective Date	: 16 Nov 2022

Stock Name/Symbol	: PERFORMANCE SHIPPING INC, PSHG
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 15
Effective Date	: 15 Nov 2022

Stock Name/Symbol	: KINTARA THERAPEUTICS, KTRA
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 50
Effective Date	: 14 Nov 2022

Stock Name/Symbol	: ICLICK INTERACTIVE ASIA,ICLK
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 14 Nov 2022

Stock Name/Symbol	: AILERON THERAPEUTICS INC, ALRN
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 11 Nov 2022

Stock Name/Symbol	: ONCOSEC MEDICAL INC, ONCS
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 22
Effective Date	: 09 Nov 2022

Stock Name/Symbol	: CONFORMIS INC, CFMS
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 25
Effective Date	: 10 Nov 2022

Stock Name/Symbol	: TREVENA INC, TRVN
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 25
Effective Date	: 10 Nov 2022

Stock Name/Symbol	: CODE CHAIN NEW CONTINENT, CCNC
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 30
Effective Date	: 09 Nov 2022

Stock Name/Symbol	: TIMBER PHARMACEUTICAL INC, TMBR
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 50
Effective Date	: 09 Nov 2022

Stock Name/Symbol	: VERSUS SYS INC, VS
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 15
Effective Date	: 09 Nov 2022

Stock Name/Symbol	: TANTECH HOLDINGS LTD, TANH
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 24
Effective Date	: 09 Nov 2022

Stock Name/Symbol	: AKERNA CORP, KERN
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 08 Nov 2022

Stock Name/Symbol	: SAFE-T GROUP LTD-ADR, SFET
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 08 Nov 2022

Stock Name/Symbol	: TWO HARBORS INVESTMENT CO, TWO
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 4
Effective Date	: 02 Nov 2022

Stock Name/Symbol	: VYANT BIO INC, VYNT
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 5
Effective Date	: 02 Nov 2022

Stock Name/Symbol	: MICROSECTORS FANG&INV ETF, BULZ
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 31 Oct 2022

Stock Name/Symbol	: MICROSECTORS FANG+ 3X ETN, FNGU
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 31 Oct 2022

Stock Name/Symbol	: UXIN LTD, UXIN
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 28 Oct 2022

Stock Name/Symbol	: SOLID BIOSCIENCES INC, SLDB
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 15
Effective Date	: 28 Oct 2022

Stock Name/Symbol	: ACELRX PHARMACEUTICALS, ACRX
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 26 Oct 2022

Stock Name/Symbol	: HOTH THERAPEUTICS INC, HOTH
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 25
Effective Date	: 26 Oct 2022

Stock Name/Symbol	: ALTAMIRA THERAPEUTICS, CYTO
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 25 Oct 2022

Stock Name/Symbol	: KALA PHARMACEUTICALS INC,KALA
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 50
Effective Date	: 21 Oct 2022

Stock Name/Symbol	: UNITY BIOTECHNOLOGY INC, UBX
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 20 Oct 2022

Stock Name/Symbol	: 9 METERS BIOPHARMA INC,NMTR
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 18 Oct 2022

Stock Name/Symbol	: AIR INDUSTRIES GROUP, AIRI
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 18 Oct 2022

Stock Name/Symbol	: AGRIFY CORP, AGFY
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 10
Effective Date	: 18 Oct 2022

Stock Name/Symbol	: BROOKLYN IMMUNOTHERA INC,BTX
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 17 Oct 2022

Stock Name/Symbol	: SALARIUS PHARMACEUTICALS, SLRX
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 25
Effective Date	: 17 Oct 2022

Stock Name/Symbol	: MISSFRESH LIMITED, MF
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 30
Effective Date	: 17 Oct 2022

Stock Name/Symbol	: T2 BIOSYSTEMS INC, TTOO
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 50
Effective Date	: 13 Oct 2022

Stock Name/Symbol	: GROWLIFE INC, PHOT
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 150
Effective Date	: 07 Oct 2022

Stock Name/Symbol	: HAPPINESS BIOTECH GROUP, HAPP
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 11 Oct 2022

Stock Name/Symbol	: COCRYSTAL PHARMA INC, COCP
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 12
Effective Date	: 11 Oct 2022

Stock Name/Symbol	: IBIO INC, IBIO
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 25
Effective Date	: 10 Oct 2022

Stock Name/Symbol	: INPIXON, INPX
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 75
Effective Date	: 07 Oct 2022

Stock Name/Symbol	: QUANERGY SYSTEMS INC, QNGY
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 07 Oct 2022

Stock Name/Symbol	: E-HOME HOUSEHOLD SERV HLDG, EJH
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 20
Effective Date	: 04 Oct 2022

Stock Name/Symbol	: RA MEDICAL SYSTEMS INC, RMED
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 50
Effective Date	: 03 Oct 2022

Stock Name/Symbol	: AMERICAN VIRTUAL CLOUD TE, AVCT
New Stock Name/Symbol	:
Reverse Stock Split Ratio	: Reverse Stock Split 1 for 15
Effective Date	: 03 Oct 2022

Disclaimer on UTRADE Foreign Holdings page

If there is any adjustment to your stocks/shares as a result of any corporate action(s) such as bonus or rights issues, shares consolidation or splits, such information provided may not contain the most up to date information in relation to such adjustment. In such situations, UOB Kay Hian Pte Ltd has the right to provide relevant updates of the new shareholdings as a result of the adjustments at such time as UOB Kay Hian Pte Ltd deems appropriate.

To find out more information on corporate action by companies listed on the various Exchanges, kindly refer to the respective Exchanges official website.

Short selling is prohibited for all foreign markets. You have to ensure that you have sufficient holdings prior to submission of your sales orders. Any oversold positions by you will be constituted as "Short Selling" and subjected to buying-in and/or penalty imposed by the Exchanges. You will be responsible for any losses / fees incurred.

Disclaimer on UTRADE Portfolio’s Unrealised Profit & Loss page

The Unrealised Profit & Loss page is an indicative tool of your share holdings through trade done with UOB Kay Hian Pte Ltd only, and/or through your own manual updates. It will not be updated for shares transferred in or out from your account, trades performed with other brokerage houses or any corporate actions. UOB Kay Hian Pte Ltd cannot be held responsible or liable for any losses or damages resulting from the use of or reliance on information contained within this page.

Please refer to User Guide for adjustment of your UTRADE portfolio.

Last updated on 25 Feb 2019 Close this page