US Trading on Selected China Counters

Update 3: 12 Mar 2021
 
 

Please note that LKCO last trading day has changed from 11 March 2021 to 12 March 2021

Note: Please note that this is a fluid situation and conditions surrounding these shares can change without any warning. We will continue to update the impacted symbol list, in line with OFAC guidance, as more information becomes available from our US broker.


 
Update 2: 03 Mar 2021
 
 

Below is an updated list of securities impacted by Executive Order 13959 (“the Order”).

After the close of business on “Client Restriction Date” any new orders will be rejected.

Stock Name/ Symbol Client Restriction Date
CNOOC Ltd (CEO) 5 March 2021
Luokung Technology Corp (LKCO) 11 March 2021

Note: We will continue to update the impacted symbol list, in line with OFAC guidance, as more information becomes available from our US broker.


 
Update 1: 07 Jan 2021
 
 

Based on an Executive Order signed by US President Trump on 12 November 2020, trading prohibition will be implemented on a list of US-listed Chinese securities identified in the Order.

Trading of the following US counters via UTRADE will continue till the close of US market on 7 January 2021.

- China Mobile Ltd (CHL)
- China Telecom Corp Ltd (CHA)
- China Unicom Hong Kong Ltd (CHU)
- CNOOC Ltd (CEO)

We will provide further updates as they become known.
Click here for more details of the Executive Order.

 
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