Revised List of Small Cap Stocks (SCS)

 
 

In our continuing effort to manage and safeguard the interest of our clients, we have revised the SCS List, with effect from 17 February 2017.

We urge you to exercise caution when trading in these SCS counters.

The following guidelines will continue to be applicable to trading in SCS counters:

(a) Single Exposure per Counter

- Not more than $50K (if clients' approved trading limits are less than $150K)
- Not more than $100K (if clients' approved trading limits are more than $150K or greater)

(b) Cumulative Exposure per Client

- Not more than $300K

Please click here for the list of SCS Listing

Please approach your Trading Representative if you wish to trade beyond the above guidelines.

 

 
   
   
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